ANG-PD Risk Flags
Consolidated view of every risk_flag row ANG-PDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Oct 16, 2025 | Form 15-12G (deregistration) filed 2025-10-16 (accession 0001104659-25-100101). Paired with Form 25-NSE (delisting notice) filed 2025-10-06 (accession 0000876661-25-000744) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Oct 6, 2025 | Form 25-NSE (delisting notice) filed 2025-10-06 (accession 0000876661-25-000744). Paired with Form 15-12G (deregistration) filed 2025-10-16 (accession 0001104659-25-100101) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12G · Mar 6, 2025 | Form 15-12G (deregistration) filed 2025-03-06 (accession 0001104659-25-021394). Paired with Form 25-NSE (delisting notice) filed 2025-10-06 (accession 0000876661-25-000744) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 24, 2025 | Form 25-NSE (delisting notice) filed 2025-02-24 (accession 0000876661-25-000129). Paired with Form 15-12G (deregistration) filed 2025-10-16 (accession 0001104659-25-100101) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12G · May 13, 2024 | Form 15-12G (deregistration) filed 2024-05-13 (accession 0001104659-24-060526). Paired with Form 25-NSE (delisting notice) filed 2025-02-24 (accession 0000876661-25-000129) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · May 3, 2024 | Form 25-NSE (delisting notice) filed 2024-05-03 (accession 0001143362-24-000143). Paired with Form 15-12G (deregistration) filed 2025-03-06 (accession 0001104659-25-021394) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001039828-25-000010) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K/A filed 2024-04-29 (accession 0001039828-24-000033) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2024 | Form NT 10-Q filed 2024-11-12 (accession 0001104659-24-116450) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001039828-24-000079), 1 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2024 | Form NT 10-Q filed 2024-08-09 (accession 0001104659-24-087566) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-14 (accession 0001039828-24-000074), 0 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 29, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-29 (accession 0001039828-24-000033) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-02-28 (accession 0001039828-23-000032) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
Related on ANG-PD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.