AMOD Risk Flags
Consolidated view of every risk_flag row AMODhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004768) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). Prior 10-K filed 2024-05-14 (accession 0001213900-24-042933) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25-NSE · Dec 13, 2024 | Form 25-NSE filed 2024-12-13 (accession 0001354457-24-000939) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043870) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-06 (accession 0001213900-24-050124), 22 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001213900-24-028959) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-14 (accession 0001213900-24-042933), 45 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001213900-23-067289) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-10-25 (accession 0001013762-23-006701), 72 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001193125-23-145283) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-02 (accession 0001193125-23-159821), 18 days after the 2023-05-15 filing … | view ↗ |
| Delisting | medium | 25 · May 1, 2023 | Form 25 filed 2023-05-01 (accession 0001193125-23-130128) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001193125-23-088062) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-19 (accession 0001193125-23-105424), 19 days after the 2023-03-31 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jan 25, 2023 | Form 25-NSE filed 2023-01-25 (accession 0000876661-23-000066) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001800) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004768), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001213900-24-099169) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-18 (accession 0001213900-24-099383), 4 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001213900-24-069125) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-22 (accession 0001213900-24-071836), 8 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087173) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001213900-23-087203), 1 days after the 2023-11-14 filing d… | view ↗ |
Related on AMOD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.