ALTS Risk Flags
Consolidated view of every risk_flag row ALTShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Mar 25, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-03-25 (accession 0001628280-25-014629) was 'Hudgens CPA, PLLC' (PCAOB Firm ID: 6849). Prior 10-K filed 2023-04-17 (accession 0000950170-23-013095) was 'Frazier & Deeter, LLC' (PCAOB Firm ID: 374). | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2026 | Form NT 10-Q filed 2026-05-13 (accession 0001493152-26-022703) notified the SEC of delayed 10-Q filing for period ending 2025-12-27. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 27, 2026 | Form NT 10-K filed 2026-03-27 (accession 0001493152-26-013194) notified the SEC of delayed 10-K filing for period ending 2025-12-27. Substantive filing landed 2026-04-13 (accession 0001493152-26-016259), 17 days after the 2026-03-27 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2025 | Form NT 10-Q filed 2025-11-12 (accession 0001493152-25-021977) notified the SEC of delayed 10-Q filing for period ending 2025-09-27. Substantive filing landed 2026-01-12 (accession 0001628280-26-001793), 62 days after the 2025-11-11 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 24, 2023 | Form NT 10-K filed 2023-03-24 (accession 0000950170-23-009749) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0000950170-23-013095), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001683168-18-001434) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-07-02 (accession 0001683168-18-001836), 48 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2018 | Form NT 10-K filed 2018-03-30 (accession 0001683168-18-000828) notified the SEC of delayed 10-K filing for period ending 2017-12-30. Substantive filing landed 2018-06-12 (accession 0001683168-18-001663), 74 days after the 2018-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 13, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-13 (accession 0001493152-26-016259) was 'L J Soldinger Associates, LLC' (PCAOB Firm ID: 318). Prior 10-K/A filed 2025-08-12 (accession 0001628280-25-039704) was 'Hudgens CPA, PLLC' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2024 | Form NT 10-Q filed 2024-08-13 (accession 0001628280-24-036871) notified the SEC of delayed 10-Q filing for period ending 2024-06-29. Substantive filing landed 2024-08-19 (accession 0001628280-24-037717), 6 days after the 2024-08-13 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001628280-24-013725) notified the SEC of delayed 10-K filing for period ending 2023-12-30. Substantive filing landed 2024-04-08 (accession 0001628280-24-015260), 10 days after the 2024-03-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2023 | Form NT 10-Q filed 2023-05-11 (accession 0000950170-23-021312) notified the SEC of delayed 10-Q filing for period ending 2023-04-01. Substantive filing landed 2023-05-22 (accession 0000950170-23-023466), 6 days after the 2023-05-16 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001564590-20-013769) notified the SEC of delayed 10-K filing for period ending 2019-12-28. Substantive filing landed 2020-04-06 (accession 0001564590-20-015355), 10 days after the 2020-03-27 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2019 | Form NT 10-Q filed 2019-11-12 (accession 0001683168-19-003538) notified the SEC of delayed 10-Q filing for period ending 2019-09-28. Substantive filing landed 2019-11-15 (accession 0001683168-19-003688), 3 days after the 2019-11-12 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001683168-19-002579) notified the SEC of delayed 10-Q filing for period ending 2019-06-29. Substantive filing landed 2019-08-19 (accession 0001683168-19-002691), 6 days after the 2019-08-13 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001683168-17-002136) notified the SEC of delayed 10-Q filing for period ending 2017-07-01. Substantive filing landed 2017-08-21 (accession 0001683168-17-002183), 6 days after the 2017-08-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 4, 2016 | Form NT 10-K filed 2016-04-04 (accession 0000862861-16-000059) notified the SEC of delayed 10-K filing for period ending 2016-01-02. Substantive filing landed 2016-04-15 (accession 0000862861-16-000064), 14 days after the 2016-04-01 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2015 | Form NT 10-Q filed 2015-11-17 (accession 0000862861-15-000036) notified the SEC of delayed 10-Q filing for period ending 2015-10-03. Substantive filing landed 2015-11-19 (accession 0000862861-15-000040), 2 days after the 2015-11-17 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 20, 2015 | Form NT 10-Q filed 2015-05-20 (accession 0000862861-15-000021) notified the SEC of delayed 10-Q filing for period ending 2015-04-04. Substantive filing landed 2015-05-27 (accession 0000862861-15-000026), 8 days after the 2015-05-19 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001104659-07-083044) notified the SEC of delayed 10-Q filing for period ending 2007-09-29. Substantive filing landed 2007-11-14 (accession 0001104659-07-083104), 1 days after the 2007-11-13 filing d… | view ↗ |
Related on ALTS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.