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NASDAQ·Investment Advice
ALTI

AlTi Global, Inc.

AlTi Global, Inc. (ticker: ALTI) is an NASDAQ-listed investment advice company. DredgeCap's structured extraction of ALTI's SEC filings surfaces 9 active risk signals, including 6 late-filing signals, 2 delisting/deregistration signals, and 1 auditor-change signal. ALTI reported $73.11M in revenue and $7.70M for the period ending 2026-03-31, with operating cash flow of $5.31M. Cash and equivalents stood at $39.72M (down 23% year-over-year). Total assets of $1.14B exceed total liabilities of $255.69M. Each signal on this page is sourced verbatim from the underlying SEC filing. Use the tabs above to drill into auditor history, going-concern citations, dilution mechanics, cash runway, and the full risk-flag inventory.

ALTI Risk Flags

Consolidated view of every risk_flag row ALTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.

CategorySeveritySourceExcerptEDGAR
Auditor Changemedium10-K/A · Apr 5, 2024PCAOB-tagged auditor in 10-K/A filed 2024-04-05 (accession 0001628280-24-015033) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-04-17 (accession 0001193125-23-103797) was 'Marcum LLP' (PCAOB Firm ID: 688).view ↗
Delistingmedium25-NSE · Jun 23, 2023Form 25-NSE filed 2023-06-23 (accession 0001354457-23-000426) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05…view ↗
Late FilingmediumNT 10-K · Mar 31, 2023Form NT 10-K filed 2023-03-31 (accession 0001193125-23-087998) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001193125-23-103797), 17 days after the 2023-03-31 filing …view ↗
Delistingmedium25-NSE · Jan 3, 2023Form 25-NSE filed 2023-01-03 (accession 0001354457-23-000002) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05…view ↗
Late FilinglowNT 10-K · Mar 16, 2026Form NT 10-K filed 2026-03-16 (accession 0001628280-26-018215) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-31 (accession 0001628280-26-022450), 0 days after the 2026-03-31 filing d…view ↗
Late FilinglowNT 10-Q · Nov 12, 2025Form NT 10-Q filed 2025-11-12 (accession 0001628280-25-051582) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-13 (accession 0001628280-25-051776), 1 days before the 2025-11-14 filing …view ↗
Late FilinglowNT 10-K · Mar 18, 2024Form NT 10-K filed 2024-03-18 (accession 0001628280-24-011584) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-22 (accession 0001628280-24-012642), 8 days before the 2024-03-30 filing …view ↗
Late FilinglowNT 10-Q · May 12, 2023Form NT 10-Q filed 2023-05-12 (accession 0001193125-23-143534) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001628280-23-019253), 7 days after the 2023-05-15 filing d…view ↗
Late FilinglowNT 10-Q · May 17, 2021Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-026854) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001213900-21-028728), 9 days after the 2021-05-15 filing d…view ↗

Related on ALTI

Auditor & opinion →
Source for auditor_change + going-concern flags.
Share-count dilution →
Source for dilution + convertible-debt flags.
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.