ALTG Risk Flags
Consolidated view of every risk_flag row ALTGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 9, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-09 (accession 0000950170-23-007039) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-03-31 (accession 0001564590-22-012996) was 'UHY' (PCAOB Firm ID: 1195). | view ↗ |
| Delisting | medium | 25-NSE · Apr 12, 2021 | Form 25-NSE filed 2021-04-12 (accession 0000876661-21-000536) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Feb 18, 2020 | Form 25-NSE filed 2020-02-18 (accession 0000876661-20-000116) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Mar 10, 2022 | Form NT 10-K filed 2022-03-10 (accession 0001564590-22-009689) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-03-31 (accession 0001564590-22-012996), 0 days after the 2022-03-31 filing d… | view ↗ |
Related on ALTG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.