ALOY Risk Flags
Consolidated view of every risk_flag row ALOYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001437749-20-006564) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-16 (accession 0001437749-20-007802), 17 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001010549-19-000061) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-19 (accession 0001010549-19-000088), 19 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001010549-18-000103) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001010549-18-000123), 17 days after the 2018-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-21 (accession 0001437749-25-008773) was 'Victor Mokuolo CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2024-04-01 (accession 0001437749-24-010302) was 'Turner, Stone & Company, L.L.P.' (PCAOB Fi… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001437749-24-026956) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-15 (accession 0001437749-24-027047), 1 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001437749-23-008816) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001437749-23-010333), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001010549-19-000188) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001010549-19-000194), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001010549-19-000119) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001010549-19-000134), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001010549-18-000419) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001010549-18-000445), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001010549-18-000297) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001010549-18-000306), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001010549-18-000172) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-22 (accession 0001010549-18-000191), 7 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001010549-17-000123) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-12 (accession 0001010549-17-000135), 12 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001010549-16-000791) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001010549-16-000817), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001010549-16-000690) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-19 (accession 0001010549-16-000699), 5 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001010549-16-000613) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001010549-16-000619), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001010549-16-000543) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001010549-16-000569), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2014 | Form NT 10-Q filed 2014-11-12 (accession 0001010549-14-000599) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-18 (accession 0001010549-14-000625), 4 days after the 2014-11-14 filing d… | view ↗ |
Related on ALOY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.