AIXN Risk Flags
Consolidated view of every risk_flag row AIXNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007648) notified the SEC of delayed 10-K filing for period ending 2020-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 19, 2025 | Form NT 10-Q filed 2025-05-19 (accession 0001641172-25-011409) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-27 (accession 0001641172-25-016872), 43 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001994) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-05-07 (accession 0001641172-25-008967), 37 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001493152-24-046177) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-12-27 (accession 0001493152-24-052216), 43 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q/A · Aug 27, 2024 | Form NT 10-Q/A filed 2024-08-27 (accession 0001493152-24-033959) notified the SEC of delayed 10-Q/A filing for period ending 2024-06-30. Substantive filing landed 2024-09-03 (accession 0001493152-24-034864), 20 days after the 2024-08-14 fil… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001493152-24-032660) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-09-03 (accession 0001493152-24-034864), 20 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020187) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-13 (accession 0001493152-24-023624), 29 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017661) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-02 (accession 0001493152-23-019866), 18 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010436) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-05-01 (accession 0001493152-23-014773), 31 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001493152-20-005447) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-14 (accession 0001493152-20-008775), 45 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001493152-19-017694) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-12-27 (accession 0001493152-19-019755), 43 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001493152-19-012721) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-09-26 (accession 0001493152-19-014581), 43 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001493152-18-011978) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-09-17 (accession 0001493152-18-013364), 34 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001493152-18-004573) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-06-26 (accession 0001493152-18-009221), 87 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Aug 29, 2007 | Form NT 10-K filed 2007-08-29 (accession 0001021890-07-000158) notified the SEC of delayed 10-K filing for period ending 2007-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Aug 30, 2004 | Form NT 10-K filed 2004-08-30 (accession 0001021890-04-000162) notified the SEC of delayed 10-K filing for period ending 2004-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Apr 16, 2002 | Form NT 10-Q filed 2002-04-16 (accession 0001021890-02-000168) notified the SEC of delayed 10-Q filing for period ending 2002-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2026 | Form NT 10-K filed 2026-04-02 (accession 0001493152-26-014729) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001493152-25-023791) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024182), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024299) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-20 (accession 0001641172-25-024970), 6 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012717) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-08 (accession 0001493152-24-013947), 9 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028868) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029386), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008601) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010029), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028837) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029514), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001493152-21-020331) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001493152-21-020986), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001493152-19-007586) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-21 (accession 0001493152-19-007963), 6 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001493152-19-004655) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001493152-19-005344), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001493152-18-016219) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-16 (accession 0001493152-18-016354), 2 days after the 2018-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · May 7, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-07 (accession 0001641172-25-008967) was 'KCCW Accountancy Corp' (PCAOB Firm ID: 6781). Prior 10-K filed 2024-04-08 (accession 0001493152-24-013947) was 'KCCW Accountancy Corp' (PCAOB Firm ID: 2851)… | view ↗ |
| Late Filing | low | NT 10-K · Aug 30, 2017 | Form NT 10-K filed 2017-08-30 (accession 0001493152-17-010028) notified the SEC of delayed 10-K filing for period ending 2017-05-31. Substantive filing landed 2017-09-06 (accession 0001493152-17-010269), 8 days after the 2017-08-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 17, 2017 | Form NT 10-Q filed 2017-04-17 (accession 0001493152-17-003930) notified the SEC of delayed 10-Q filing for period ending 2017-02-28. Substantive filing landed 2017-04-19 (accession 0001493152-17-004149), 5 days after the 2017-04-14 filing d… | view ↗ |
Related on AIXN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.