AIXC Risk Flags
Consolidated view of every risk_flag row AIXChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001910) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-30 (accession 0001641172-25-017212), 91 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001493152-24-019227) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-07-02 (accession 0001493152-24-025976), 48 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010241) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-05-02 (accession 0001493152-23-015184), 32 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 30, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-30 (accession 0001493152-26-013434) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 7000). Prior 10-K filed 2025-06-30 (accession 0001641172-25-017212) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012268) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-08 (accession 0001493152-24-013400), 9 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001493152-20-005385) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-31 (accession 0001493152-20-005503), 1 days after the 2020-03-30 filing d… | view ↗ |
Related on AIXC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.