AISP Risk Flags
Consolidated view of every risk_flag row AISPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001654954-24-004059) was 'BPM LLP' (PCAOB Firm ID: 207). Prior 10-K filed 2023-03-31 (accession 0001213900-23-024845) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Dec 21, 2023 | Form 25-NSE filed 2023-12-21 (accession 0001354457-23-000964) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001213900-22-017429) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-06 (accession 0001213900-22-018458), 6 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001213900-21-059993) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-18 (accession 0001213900-21-060562), 4 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001213900-21-043453) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001213900-21-044048), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-027095) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-27 (accession 0001213900-21-029587), 12 days after the 2021-05-15 filing … | view ↗ |
Related on AISP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.