AIOS Risk Flags
Consolidated view of every risk_flag row AIOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · May 2, 2023 | Form NT 20-F filed 2023-05-02 (accession 0001213900-23-035556) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-08-08 (accession 0001213900-23-064526), 100 days after the 2023-04-30 filing… | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2024 | Form NT 20-F filed 2024-05-01 (accession 0001213900-24-038221) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-07-12 (accession 0001213900-24-060806), 74 days after the 2024-04-29 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 2, 2022 | Form NT 20-F filed 2022-05-02 (accession 0001213900-22-023168) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-17 (accession 0001213900-22-027374), 17 days after the 2022-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · Apr 29, 2025 | PCAOB-tagged auditor in 20-F filed 2025-04-29 (accession 0001213900-25-036787) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2024-07-12 (accession 0001213900-24-060806) was 'Wei, Wei & Co., LLP' (PCAOB Firm ID: 2388). | view ↗ |
| Late Filing | low | NT 20-F · May 3, 2021 | Form NT 20-F filed 2021-05-03 (accession 0001213900-21-024065) notified the SEC of delayed 20-F filing for period ending 2020-12-31. Substantive filing landed 2021-05-03 (accession 0001213900-21-024085), 3 days after the 2021-04-30 filing d… | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2019 | Form NT 20-F filed 2019-04-30 (accession 0001213900-19-007429) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-05-15 (accession 0001213900-19-008859), 15 days after the 2019-04-30 filing … | view ↗ |
Related on AIOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.