AIMD Risk Flags
Consolidated view of every risk_flag row AIMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001654954-23-004162) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2024-03-08 (accession 0001654954-24-002897), 343 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001144204-05-015756) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001144204-05-009694) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2004 | Form NT 10-Q filed 2004-08-16 (accession 0001144204-04-011952) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001144204-04-007068) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001144204-04-003884) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 17, 2003 | Form NT 10-Q filed 2003-11-17 (accession 0001144204-03-007456) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2003 | Form NT 10-K filed 2003-03-28 (accession 0000950134-03-004828) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0000950134-01-003027) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2019 | Form NT 10-K filed 2019-03-28 (accession 0001014763-19-000003) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001014763-19-000004), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001014763-18-000001) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-18 (accession 0001014763-18-000004), 18 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2017 | Form NT 10-K filed 2017-03-28 (accession 0001014763-17-000002) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001014763-17-000003), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001014763-12-000004) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-19 (accession 0001014763-12-000006), 20 days after the 2012-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 8, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-08 (accession 0001654954-24-002897) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 2851). Prior 10-K filed 2023-04-03 (accession 0001654954-23-004157) was 'PWR CPA, LLP' (PCAOB Firm ID: 6686). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001654954-21-009119) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001654954-21-009289), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 10, 2019 | Form NT 10-Q filed 2019-05-10 (accession 0001014763-19-000006) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-17 (accession 0001014763-19-000007), 2 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001014763-18-000008) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-23 (accession 0001014763-18-000010), 8 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001014763-17-000012) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001014763-17-000016), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001014763-16-000039) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-21 (accession 0001014763-16-000040), 7 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001014763-16-000036) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-18 (accession 0001014763-16-000037), 4 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2015 | Form NT 10-K filed 2015-03-30 (accession 0001014763-15-000004) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-13 (accession 0001014763-15-000006), 13 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 2014 | Form NT 10-K filed 2014-03-28 (accession 0001014763-14-000003) notified the SEC of delayed 10-K filing for period ending 2014-03-28. Substantive filing landed 2014-04-15 (accession 0001014763-14-000008), 72 days before the 2014-06-26 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001014763-11-000024) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001014763-11-000026), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2011 | Form NT 10-Q filed 2011-05-13 (accession 0001014763-11-000009) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-19 (accession 0001014763-11-000010), 4 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001014763-11-000004) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-12 (accession 0001014763-11-000005), 12 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2010 | Form NT 10-Q filed 2010-11-12 (accession 0001269678-10-000172) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-19 (accession 0001014763-10-000008), 5 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2010 | Form NT 10-Q filed 2010-08-13 (accession 0001014763-10-000004) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001014763-10-000006), 9 days after the 2010-08-14 filing d… | view ↗ |
Related on AIMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.