AIHS Risk Flags
Consolidated view of every risk_flag row AIHShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Jul 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-07-13 (accession 0001410578-23-001474) was 'Marcum Asia CPAs LLP' (PCAOB Firm ID: 5395). Prior 10-K filed 2022-07-15 (accession 0001410578-22-001945) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2022 | Form NT 10-K filed 2022-06-29 (accession 0001104659-22-075790) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-07-15 (accession 0001410578-22-001945), 16 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001213900-25-110959) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001213900-25-112606), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001213900-25-077029) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001213900-25-078153), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2025 | Form NT 10-K filed 2025-06-30 (accession 0001213900-25-059639) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-10 (accession 0001213900-25-062758), 11 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2023 | Form NT 10-K filed 2023-06-29 (accession 0001104659-23-076309) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-13 (accession 0001410578-23-001474), 14 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2021 | Form NT 10-K filed 2021-06-29 (accession 0001104659-21-086860) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-07-08 (accession 0001104659-21-090203), 9 days after the 2021-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001104659-20-125996) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-20 (accession 0001104659-20-128021), 6 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001104659-20-095553) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001104659-20-096901), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2020 | Form NT 10-K filed 2020-06-29 (accession 0001104659-20-078050) notified the SEC of delayed 10-K filing for period ending 2020-03-31. Substantive filing landed 2020-07-09 (accession 0001104659-20-082265), 10 days after the 2020-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jul 2, 2019 | Form NT 10-K filed 2019-07-02 (accession 0001144204-19-033600) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-07-05 (accession 0001144204-19-033853), 6 days after the 2019-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2019 | Form NT 10-Q filed 2019-02-14 (accession 0001144204-19-008121) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001144204-19-008866), 5 days after the 2019-02-14 filing d… | view ↗ |
Related on AIHS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.