AIFF Risk Flags
Consolidated view of every risk_flag row AIFFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001181431-08-021934) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-31 (accession 0001193125-09-069513), 366 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2003 | Form NT 10-K filed 2003-03-28 (accession 0000928385-03-000920) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2002 | Form NT 10-K filed 2002-04-01 (accession 0000928385-02-001209) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0000928385-01-500237) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001437749-23-008710) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001437749-23-010426), 17 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 3, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-03 (accession 0001437749-25-010818) was 'MARCUM CANADA LLP' (PCAOB Firm ID: 7192). Prior 10-K filed 2024-03-20 (accession 0001437749-24-008626) was 'CohnReznick LLP' (PCAOB Firm ID: 596). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001437749-25-010464) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-03 (accession 0001437749-25-010818), 3 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001437749-24-026794) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001437749-24-027242), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001437749-23-014626) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001437749-23-015463), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001437749-22-027353) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001437749-22-027836), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001437749-22-008075) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-12 (accession 0001437749-22-008763), 12 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001437749-21-020197) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001437749-21-020718), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001654954-16-004065) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-15 (accession 0001654954-16-004067), 1 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2008 | Form NT 10-Q filed 2008-05-16 (accession 0001181431-08-032179) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001193125-08-119181), 5 days after the 2008-05-15 filing d… | view ↗ |
Related on AIFF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.