AHRO Risk Flags
Consolidated view of every risk_flag row AHROhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K/A · Mar 30, 2016 | Form NT 10-K/A filed 2016-03-30 (accession 0001010549-16-000540) notified the SEC of delayed 10-K/A filing for period ending 2015-12-31. Substantive filing landed 2016-12-07 (accession 0001010549-16-000837), 252 days after the 2016-03-30 fi… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001010549-16-000537) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-12-07 (accession 0001010549-16-000837), 252 days after the 2016-03-30 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 12, 2015 | Form NT 10-Q filed 2015-05-12 (accession 0001010549-15-000170) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 28, 2008 | Form NT 10-K filed 2008-03-28 (accession 0001127855-08-000090) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2007 | Form NT 10-Q filed 2007-11-15 (accession 0001127855-07-000599) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-14 (accession 0001127855-08-000151), 182 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001477932-25-002325) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-16 (accession 0001477932-25-002774), 16 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001477932-24-002912) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-08-01 (accession 0001477932-24-004477), 78 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001477932-24-001585) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-06-12 (accession 0001477932-24-003655), 74 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001477932-23-001968) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-21 (accession 0001477932-23-002782), 21 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001477932-19-001304) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001477932-19-001808), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001010549-15-000102) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-05-07 (accession 0001010549-15-000164), 37 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001010549-14-000135) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-16 (accession 0001010549-14-000186), 16 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001010549-12-000353) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001010549-12-000404), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 10, 2011 | Form NT 10-Q filed 2011-11-10 (accession 0001010549-11-001249) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2012-02-08 (accession 0001010549-12-000124), 86 days after the 2011-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 14, 2011 | Form NT 10-K filed 2011-03-14 (accession 0001010549-11-000223) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-18 (accession 0001010549-11-000383), 18 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0000890163-07-000501) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-14 (accession 0001127855-08-000151), 274 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0000890163-07-000325) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. Substantive filing landed 2008-05-14 (accession 0001127855-08-000151), 365 days after the 2007-05-15 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2026 | Form NT 10-K filed 2026-03-30 (accession 0001477932-26-001657) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001477932-25-005831) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001477932-25-006087), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001477932-24-007262) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001477932-24-007452), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001477932-24-004895) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001477932-24-005124), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001477932-23-008355) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001477932-23-008665), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001477932-23-006116) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001477932-23-006350), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001477932-23-003495) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001477932-23-003860), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001477932-22-008588) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001477932-22-008783), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001477932-22-006023) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001477932-22-006372), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001477932-19-006502) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001477932-19-006705), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001477932-19-004895) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-16 (accession 0001477932-19-004947), 2 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001477932-19-002740) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001477932-19-003022), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001010549-18-000411) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001010549-18-000442), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 10, 2018 | Form NT 10-Q filed 2018-08-10 (accession 0001010549-18-000283) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001010549-18-000308), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001010549-17-000312) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0001010549-17-000331), 4 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001010549-16-000793) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-17 (accession 0001010549-16-000797), 3 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001010549-14-000621) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001010549-14-000627), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2014 | Form NT 10-Q filed 2014-08-13 (accession 0001010549-14-000399) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-20 (accession 0001010549-14-000438), 6 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2014 | Form NT 10-Q filed 2014-05-14 (accession 0001010549-14-000228) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001010549-14-000279), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001010549-13-000686) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-20 (accession 0001010549-13-000708), 6 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001010549-13-000523) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-16 (accession 0001010549-13-000537), 2 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001010549-13-000335) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001010549-13-000377), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001010549-13-000191) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001010549-13-000251), 15 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2012 | Form NT 10-Q filed 2012-11-13 (accession 0001010549-12-001181) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-21 (accession 0001017386-12-000371), 7 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 8, 2012 | Form NT 10-Q filed 2012-08-08 (accession 0001010549-12-000828) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-22 (accession 0001010549-12-000940), 8 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001010549-12-000545) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-24 (accession 0001010549-12-000625), 9 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 8, 2011 | Form NT 10-Q filed 2011-08-08 (accession 0001010549-11-000821) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001010549-11-000907), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2011 | Form NT 10-Q filed 2011-05-13 (accession 0001010549-11-000454) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-20 (accession 0001010549-11-000503), 5 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001010549-10-000722) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001010549-10-000749), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 5, 2010 | Form NT 10-Q filed 2010-08-05 (accession 0001010549-10-000456) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001010549-10-000522), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 11, 2010 | Form NT 10-Q filed 2010-05-11 (accession 0001010549-10-000298) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001010549-10-000343), 9 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 15, 2010 | Form NT 10-K filed 2010-03-15 (accession 0001010549-10-000140) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001010549-10-000230), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2009 | Form NT 10-Q filed 2009-11-12 (accession 0001010549-09-000771) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-19 (accession 0001010549-09-000807), 5 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2009 | Form NT 10-Q filed 2009-08-13 (accession 0001010549-09-000576) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001010549-09-000598), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0001010549-09-000381) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001010549-09-000391), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001010549-09-000223) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001010549-09-000258), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2008 | Form NT 10-Q filed 2008-11-17 (accession 0001010549-08-000923) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001010549-08-000937), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2008 | Form NT 10-Q filed 2008-08-13 (accession 0001127855-08-000277) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0001127855-08-000309), 5 days after the 2008-08-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Apr 15, 2026 | Form 15-12G filed 2026-04-15 (accession 0001477932-26-002266) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Auditor Change | low | 10-K · Apr 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-21 (accession 0001477932-23-002782) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2022-04-15 (accession 0001477932-22-002432) was 'Boyle CPA, LLC' (PCAOB Firm ID: 6285). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001477932-22-003374) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001477932-22-003822), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001477932-22-001772) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001477932-22-002432), 15 days after the 2022-03-31 filing … | view ↗ |
Related on AHRO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.