AHNRF Risk Flags
Consolidated view of every risk_flag row AHNRFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 28, 2008 | Form NT 10-K filed 2008-03-28 (accession 0001011034-08-000047) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001011034-07-000089) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-15 (accession 0001011034-08-000061), 183 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2007 | Form NT 10-K filed 2007-03-30 (accession 0001011034-07-000021) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2006 | Form NT 10-Q filed 2006-11-14 (accession 0001011034-06-000199) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001011034-06-000168) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Mar 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-29 (accession 0001683168-24-001836) was 'DAVIDSON & COMPANY LLP' (PCAOB Firm ID: 731). Prior 10-K filed 2023-03-15 (accession 0001683168-23-001509) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001011034-12-000066) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001376474-12-000104), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2010 | Form NT 10-K filed 2010-03-30 (accession 0001011034-10-000057) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-05-04 (accession 0001011034-10-000076), 34 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 11, 2006 | Form NT 10-Q filed 2006-05-11 (accession 0001011034-06-000105) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2006 | Form NT 10-K filed 2006-03-30 (accession 0001011034-06-000070) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001011034-15-000042) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-03 (accession 0001376474-15-000082), 3 days after the 2015-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001011034-13-000107) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-15 (accession 0001376474-13-000450), 1 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2013 | Form NT 10-Q filed 2013-05-13 (accession 0001011034-13-000064) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001376474-13-000268), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2013 | Form NT 10-K filed 2013-03-29 (accession 0001011034-13-000047) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001376474-13-000151), 15 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001011034-12-000155) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-16 (accession 0001011034-12-000157), 2 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001011034-12-000100) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001376474-12-000133), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001011034-11-000147) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-17 (accession 0001376474-11-000198), 3 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001011034-11-000044) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001011034-11-000058), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001011034-10-000176) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-18 (accession 0001011034-10-000191), 4 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2010 | Form NT 10-Q filed 2010-05-14 (accession 0001011034-10-000081) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-21 (accession 0001011034-10-000085), 6 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2009 | Form NT 10-Q filed 2009-11-12 (accession 0001011034-09-000139) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-20 (accession 0001011034-09-000146), 6 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 11, 2009 | Form NT 10-Q filed 2009-08-11 (accession 0001011034-09-000099) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-18 (accession 0001011034-09-000109), 4 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2009 | Form NT 10-Q filed 2009-05-14 (accession 0001011034-09-000052) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001011034-09-000063), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001011034-09-000038) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-14 (accession 0001011034-09-000042), 14 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2008 | Form NT 10-Q filed 2008-11-13 (accession 0001011034-08-000141) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001011034-08-000148), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002022) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-09 (accession 0001683168-25-002379), 9 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2020 | Form NT 10-Q filed 2020-05-14 (accession 0001683168-20-001547) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001683168-20-001648), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001011034-18-000087) notified the SEC of delayed 10-Q filing for period ending 2018-08-14. Substantive filing landed 2018-08-14 (accession 0001683168-18-002314), 45 days before the 2018-09-28 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001011034-16-000151) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-05 (accession 0001376474-16-000648), 6 days after the 2016-03-30 filing d… | view ↗ |
Related on AHNRF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.