AHL-PE Risk Flags
Consolidated view of every risk_flag row AHL-PEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Mar 6, 2026 | Form 15-12G (deregistration) filed 2026-03-06 (accession 0001628280-26-015477). Paired with Form 25-NSE (delisting notice) filed 2026-02-24 (accession 0000876661-26-000166) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 24, 2026 | Form 25-NSE (delisting notice) filed 2026-02-24 (accession 0000876661-26-000166). Paired with Form 15-12G (deregistration) filed 2026-03-06 (accession 0001628280-26-015477) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Feb 25, 2019 | Form 15-12B (deregistration) filed 2019-02-25 (accession 0001104659-19-010356). Paired with Form 25-NSE (delisting notice) filed 2019-02-15 (accession 0000876661-19-000137) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 15, 2019 | Form 25-NSE (delisting notice) filed 2019-02-15 (accession 0000876661-19-000137). Paired with Form 15-12B (deregistration) filed 2019-02-25 (accession 0001104659-19-010356) within the 12-month going-dark window. | view ↗ |
| Delisting | medium | 25-NSE · Jan 2, 2025 | Form 25-NSE filed 2025-01-02 (accession 0000876661-25-000002) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 20-F · May 2, 2022 | Form NT 20-F filed 2022-05-02 (accession 0001267395-22-000016) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-16 (accession 0001267395-22-000020), 16 days after the 2022-04-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Jul 5, 2017 | Form 25-NSE filed 2017-07-05 (accession 0000876661-17-000386) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jan 3, 2017 | Form 25-NSE filed 2017-01-03 (accession 0000876661-17-000004) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · May 30, 2013 | Form 25-NSE filed 2013-05-30 (accession 0000876661-13-000378) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 20-F · Mar 19, 2025 | PCAOB-tagged auditor in 20-F filed 2025-03-19 (accession 0001267395-25-000019) was 'Ernst & Young Ltd.' (PCAOB Firm ID: 1127). Prior 20-F filed 2024-04-01 (accession 0001267395-24-000012) was 'Ernst & Young LLP' (PCAOB Firm ID: 1438). | view ↗ |
| Auditor Change | low | 20-F · Apr 20, 2023 | PCAOB-tagged auditor in 20-F filed 2023-04-20 (accession 0001267395-23-000015) was 'Ernst & Young LLP' (PCAOB Firm ID: 1438). Prior 20-F filed 2022-05-16 (accession 0001267395-22-000020) was 'KPMG LLP' (PCAOB Firm ID: 1118). | view ↗ |
Related on AHL-PE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.