AGIG Risk Flags
Consolidated view of every risk_flag row AGIGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Jul 26, 2010 | Form 25 filed 2010-07-26 (accession 0001140361-10-030257) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25 · Jul 3, 2007 | Form 25 filed 2007-07-03 (accession 0001140361-07-013380) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 23, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-23 (accession 0001493152-26-012070) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K/A filed 2025-04-30 (accession 0001641172-25-007857) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001493152-25-023691) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024335), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024231) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001641172-25-024233), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012646) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-02 (accession 0001493152-24-012685), 3 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007586) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-01 (accession 0001493152-21-007599), 1 days after the 2021-03-31 filing d… | view ↗ |
Related on AGIG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.