AERT Risk Flags
Consolidated view of every risk_flag row AERThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Sep 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-27 (accession 0001829126-24-006527) was 'Manohar Chowdhry & Associates' (PCAOB Firm ID: 5341). Prior 10-K filed 2023-03-31 (accession 0001193125-23-088368) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001829126-24-005582) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-10-15 (accession 0001829126-24-006809), 62 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2024 | Form NT 10-K filed 2024-07-01 (accession 0001829126-24-004532) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-09-27 (accession 0001829126-24-006527), 90 days after the 2024-06-29 filing … | view ↗ |
| Delisting | medium | 25-NSE · Nov 7, 2023 | Form 25-NSE filed 2023-11-07 (accession 0001354457-23-000818) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 6, 2021 | Form NT 10-Q filed 2021-12-06 (accession 0001193125-21-348063) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-06 (accession 0001193125-21-348090), 22 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jul 1, 2025 | Form NT 10-K filed 2025-07-01 (accession 0001829126-25-004831) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-02 (accession 0001829126-25-004837), 3 days after the 2025-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001829126-24-007599) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001829126-24-007681), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2024 | Form NT 10-Q filed 2024-02-14 (accession 0001829126-24-000941) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001829126-24-001000), 6 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001193125-23-212704) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001193125-23-212708), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001193125-23-144954) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001193125-23-150476), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001193125-22-285522) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-22 (accession 0001193125-22-290083), 8 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001193125-22-221940) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-23 (accession 0001193125-22-226677), 9 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001193125-22-092284) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001193125-22-092306), 1 days after the 2022-03-31 filing d… | view ↗ |
Related on AERT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.