ADMQ Risk Flags
Consolidated view of every risk_flag row ADMQhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001493152-19-004516) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001493152-19-005499), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001493152-18-004598) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001493152-18-005367), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001445866-16-001822) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2017-01-24 (accession 0001493152-17-000762), 300 days after the 2016-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020235) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020750), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012455) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014869), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017452) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-017984), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001493152-19-012512) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-012972), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001493152-19-007379) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001493152-19-007880), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-016065) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016527), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001493152-18-011928) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001493152-18-012375), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001493152-18-007114) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-22 (accession 0001493152-18-007622), 7 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001493152-17-013251) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001493152-17-013555), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001493152-17-009394) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-30 (accession 0001493152-17-010060), 16 days after the 2017-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001493152-26-014297) was 'HTL International, LLC' (PCAOB Firm ID: 7000). Prior 10-K filed 2025-03-31 (accession 0001641172-25-001794) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001641172-25-001794) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2024-04-16 (accession 0001493152-24-014869) was 'PWR CPA, LLP' (PCAOB Firm ID: 6686). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-029010) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029418), 4 days after the 2023-08-14 filing d… | view ↗ |
Related on ADMQ
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.