ADIL Risk Flags
Consolidated view of every risk_flag row ADILhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001213900-24-028701) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-30 (accession 0001213900-23-024719) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | medium | NT 10-Q/A · Oct 30, 2023 | Form NT 10-Q/A filed 2023-10-30 (accession 0001213900-23-081587) notified the SEC of delayed 10-Q/A filing for period ending 2023-06-30. Substantive filing landed 2023-10-30 (accession 0001213900-23-081597), 77 days after the 2023-08-14 fil… | view ↗ |
| Delisting | medium | 25-NSE · Jul 27, 2023 | Form 25-NSE filed 2023-07-27 (accession 0001354457-23-000547) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 5, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-05 (accession 0001213900-26-024175) was 'CBIZ CPAs P.C' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-04 (accession 0001213900-25-019771) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001213900-23-067412) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001213900-23-069141), 7 days after the 2023-08-14 filing d… | view ↗ |
Related on ADIL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.