ACBM Risk Flags
Consolidated view of every risk_flag row ACBMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001640334-23-002178) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001640334-23-000544) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-07-21 (accession 0001640334-23-001347), 112 days after the 2023-03-31 filing… | view ↗ |
| Auditor Change | high | 10-K · Jul 18, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-18 (accession 0001640334-25-001245) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 2851). Prior 10-K filed 2023-07-21 (accession 0001640334-23-001347) was 'Prager Metis CPAs, LLC' (PCAOB Firm ID: 273… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001640334-18-001018) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-08-01 (accession 0001640334-18-001489), 78 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001640334-22-002449) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001640334-22-002503), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001640334-22-000697) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001640334-22-000809), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001640334-21-002869) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001640334-21-002942), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001640334-21-001951) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001640334-21-002018), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001640334-21-001180) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001640334-21-001236), 9 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001640334-21-000748) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-02 (accession 0001640334-21-000767), 2 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001640334-20-002860) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-17 (accession 0001640334-20-002867), 3 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001640334-20-002106) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001640334-20-002198), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2017 | Form NT 10-K filed 2017-12-29 (accession 0001640334-17-002745) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-16 (accession 0001640334-18-000094), 18 days after the 2017-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 11, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-11 (accession 0001640334-26-000241) was 'Weinberg & Company, P.A.' (PCAOB Firm ID: 572). Prior 10-K filed 2025-07-24 (accession 0001640334-25-001300) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 28… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001640334-20-001257) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-19 (accession 0001640334-20-001279), 4 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 31, 2019 | Form NT 10-K filed 2019-12-31 (accession 0001640334-19-002689) notified the SEC of delayed 10-K filing for period ending 2019-09-30. Substantive filing landed 2020-01-07 (accession 0001640334-20-000007), 9 days after the 2019-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001640334-17-000987) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001640334-17-001056), 7 days after the 2017-05-15 filing d… | view ↗ |
Related on ACBM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.