ABX Risk Flags
Consolidated view of every risk_flag row ABXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 25 · Dec 29, 2025 | Form 25 (delisting notice) filed 2025-12-29 (accession 0001628280-25-059005). Paired with Form 15-12G (deregistration) filed 2025-08-26 (accession 0001140361-25-032728) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12G · Aug 26, 2025 | Form 15-12G (deregistration) filed 2025-08-26 (accession 0001140361-25-032728). Paired with Form 25 (delisting notice) filed 2025-12-29 (accession 0001628280-25-059005) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Aug 14, 2025 | Form 25-NSE (delisting notice) filed 2025-08-14 (accession 0001354457-25-000815). Paired with Form 15-12G (deregistration) filed 2025-08-26 (accession 0001140361-25-032728) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001564590-21-057294) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2022-02-28 (accession 0001564590-22-007305), 106 days after the 2021-11-14 filing… | view ↗ |
| Delisting | medium | 25-NSE · Jul 3, 2023 | Form 25-NSE filed 2023-07-03 (accession 0001354457-23-000451) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001564590-23-005205) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-18 (accession 0001564590-23-005819), 18 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001564590-22-020447) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-07-13 (accession 0001564590-22-025641), 59 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001564590-22-013035) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-05-27 (accession 0001564590-22-021441), 57 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001564590-21-028690) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-30 (accession 0001564590-21-039240), 76 days after the 2021-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K/A · May 30, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-05-30 (accession 0001814287-24-000035) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-04-18 (accession 0001564590-23-005819) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001564590-23-007300) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-25 (accession 0001564590-23-007412), 10 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001564590-22-037655) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001564590-22-038104), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001564590-22-029523) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001564590-22-029884), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001564590-21-044803) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-17 (accession 0001564590-21-044925), 3 days after the 2021-08-14 filing d… | view ↗ |
Related on ABX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.