ABVC Risk Flags
Consolidated view of every risk_flag row ABVChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001213900-18-003949) notified the SEC of delayed 10-K filing for period ending 2017-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 19, 2012 | Form NT 10-K filed 2012-12-19 (accession 0001140361-12-051831) notified the SEC of delayed 10-K filing for period ending 2012-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0000950137-08-007516) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2009-02-11 (accession 0001173313-09-000009), 272 days after the 2008-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0000950137-07-012294) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001016295-06-000103) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001137892-05-000008) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2004 | Form NT 10-Q filed 2004-08-16 (accession 0001137892-04-000038) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001137892-04-000012) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001137892-03-000091) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 2003 | Form NT 10-Q filed 2003-08-13 (accession 0001137892-03-000070) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · May 15, 2020 | Form NT 10-K filed 2020-05-15 (accession 0001213900-20-012475) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-15 (accession 0001213900-20-012685), 46 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2017 | Form NT 10-K filed 2017-12-29 (accession 0001213900-17-013751) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-16 (accession 0001213900-18-000537), 18 days after the 2017-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001213900-25-032118) was 'Simon & Edward, LLP' (PCAOB Firm ID: 2485). Prior 10-K/A filed 2024-03-15 (accession 0001213900-24-022721) was 'WWC, P.C.' (PCAOB Firm ID: 1171). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026367) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-032118), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043739) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-17 (accession 0001213900-24-044731), 2 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-087124) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001213900-23-087270), 1 days after the 2023-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001213900-23-025554) was 'WWC, P.C.' (PCAOB Firm ID: 1171). Prior 10-K/A filed 2022-06-06 (accession 0001213900-22-031363) was 'KCCW Accountancy Corp.' (PCAOB Firm ID: 2851). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001213900-20-037451) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-17 (accession 0001213900-20-037598), 3 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2019 | Form NT 10-Q filed 2019-11-13 (accession 0001213900-19-023102) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-18 (accession 0001213900-19-023848), 4 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001213900-19-008872) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-28 (accession 0001213900-19-009633), 13 days after the 2019-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001213900-19-005579) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001213900-19-006364), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001213900-18-011137) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001213900-18-011469), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001213900-17-008589) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001213900-17-009012), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001213900-17-005151) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001213900-17-005654), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2017 | Form NT 10-Q filed 2017-02-15 (accession 0001213900-17-001431) notified the SEC of delayed 10-Q filing for period ending 2016-12-31. Substantive filing landed 2017-02-21 (accession 0001213900-17-001662), 7 days after the 2017-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2016 | Form NT 10-K filed 2016-12-29 (accession 0001213900-16-019768) notified the SEC of delayed 10-K filing for period ending 2016-09-30. Substantive filing landed 2017-01-12 (accession 0001213900-17-000304), 14 days after the 2016-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001014897-16-000459) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-23 (accession 0001615774-16-004285), 9 days after the 2016-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 16, 2015 | Form NT 10-K filed 2015-11-16 (accession 0001557234-15-000352) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2015-11-27 (accession 0001014897-15-000397), 32 days before the 2015-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001557234-15-000243) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001557234-15-000267), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 9, 2012 | Form NT 10-Q filed 2012-02-09 (accession 0001140361-12-006438) notified the SEC of delayed 10-Q filing for period ending 2012-02-09. Substantive filing landed 2012-02-21 (accession 0001173313-12-000015), 33 days before the 2012-03-25 filing… | view ↗ |
| Late Filing | low | NT 10-K · Dec 20, 2010 | Form NT 10-K filed 2010-12-20 (accession 0001140361-10-050431) notified the SEC of delayed 10-K filing for period ending 2010-09-30. Substantive filing landed 2011-01-13 (accession 0001173313-11-000004), 15 days after the 2010-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2010 | Form NT 10-Q filed 2010-05-14 (accession 0001140361-10-021229) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-20 (accession 0001173313-10-000055), 5 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 11, 2009 | Form NT 10-Q filed 2009-08-11 (accession 0001140361-09-018579) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001173313-09-000076), 5 days after the 2009-08-14 filing d… | view ↗ |
Related on ABVC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.