ABTC Risk Flags
Consolidated view of every risk_flag row ABTChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001213900-25-026404) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2024-04-01 (accession 0001213900-24-028732) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25 · Mar 15, 2024 | Form 25 filed 2024-03-15 (accession 0001213900-24-023049) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-27 (accession 0001193125-26-127278) was 'L J Soldinger Associates, LLC' (PCAOB Firm ID: 318). Prior 10-K filed 2025-03-31 (accession 0001213900-25-026404) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027378) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-21 (accession 0001213900-21-028342), 6 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2020 | Form NT 10-K filed 2020-09-29 (accession 0001213900-20-028736) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-09-29 (accession 0001213900-20-028737), 1 days after the 2020-09-28 filing d… | view ↗ |
Related on ABTC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.