ABEO Risk Flags
Consolidated view of every risk_flag row ABEOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 20, 2019 | Form 25-NSE filed 2019-12-20 (accession 0001354457-19-000674) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-20 (accession 0001493152-25-010978) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2024-03-18 (accession 0001493152-24-010190) was 'WHITLEY PENN LLP' (PCAOB Firm ID: 726). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0000318306-09-000013) notified the SEC of delayed 10-Q filing for period ending 2009-05-15. Substantive filing landed 2009-05-19 (accession 0000318306-09-000015), 41 days before the 2009-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0000318306-08-000025) notified the SEC of delayed 10-Q filing for period ending 2008-05-15. Substantive filing landed 2008-05-20 (accession 0000318306-08-000027), 40 days before the 2008-06-29 filing… | view ↗ |
Related on ABEO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.