ABAT Risk Flags
Consolidated view of every risk_flag row ABAThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Sep 18, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-18 (accession 0001493152-25-014092) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-09-23 (accession 0001493152-24-037818) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 10-K · Dec 28, 2017 | Form NT 10-K filed 2017-12-28 (accession 0001078782-17-001735) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-17 (accession 0001078782-18-000039), 19 days after the 2017-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2021 | Form NT 10-K filed 2021-09-29 (accession 0001493152-21-024097) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-10-13 (accession 0001493152-21-025335), 15 days after the 2021-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001078782-20-000341) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001078782-20-000355), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2020 | Form NT 10-Q filed 2020-02-14 (accession 0001078782-20-000112) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-19 (accession 0001078782-20-000122), 5 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001078782-19-000664) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-16 (accession 0001078782-19-000678), 2 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001078782-19-000452) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-21 (accession 0001078782-19-000466), 6 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001078782-18-000865) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-17 (accession 0001078782-18-000883), 3 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001078782-18-000565) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001078782-18-000595), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2018 | Form NT 10-Q filed 2018-02-14 (accession 0001078782-18-000153) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-27 (accession 0001078782-18-000234), 13 days after the 2018-02-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001078782-17-001106) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001078782-17-001177), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001078782-17-000683) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-19 (accession 0001078782-17-000748), 4 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2017 | Form NT 10-Q filed 2017-02-14 (accession 0001078782-17-000193) notified the SEC of delayed 10-Q filing for period ending 2016-12-31. Substantive filing landed 2017-02-21 (accession 0001078782-17-000244), 7 days after the 2017-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001078782-16-003279) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001078782-16-003323), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 17, 2015 | Form NT 10-Q filed 2015-02-17 (accession 0001477932-15-001216) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. Substantive filing landed 2015-02-20 (accession 0001477932-15-001302), 6 days after the 2015-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2014 | Form NT 10-K filed 2014-12-30 (accession 0001477932-14-007376) notified the SEC of delayed 10-K filing for period ending 2014-09-30. Substantive filing landed 2015-01-13 (accession 0001477932-15-000305), 15 days after the 2014-12-29 filing … | view ↗ |
Related on ABAT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.