AAQL Risk Flags
Consolidated view of every risk_flag row AAQLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001672571-19-000011) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-09-26 (accession 0001017386-19-000264), 43 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 24, 2019 | Form NT 10-K filed 2019-06-24 (accession 0001672571-19-000005) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-07-15 (accession 0001672571-19-000009), 16 days after the 2019-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jun 30, 2025 | Form NT 10-K filed 2025-06-30 (accession 0001641172-25-017168) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-02 (accession 0001641172-25-017604), 3 days after the 2025-06-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001493152-25-006891) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0001493152-25-007533), 5 days after the 2025-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 30, 2020 | Form NT 10-K filed 2020-06-30 (accession 0001017386-20-000184) notified the SEC of delayed 10-K filing for period ending 2020-06-02. Substantive filing landed 2020-07-06 (accession 0001017386-20-000200), 56 days before the 2020-08-31 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001017386-19-000310) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001017386-19-000321), 1 days after the 2019-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jul 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-02 (accession 0001641172-25-017604) was 'J&S ASSOCIATE PLT' (PCAOB Firm ID: 6743). Prior 10-K/A filed 2024-05-16 (accession 0001493152-24-020108) was 'Simon & Edward, LLP' (PCAOB Firm ID: 2485)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028697) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029478), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 26, 2023 | Form NT 10-K filed 2023-06-26 (accession 0001493152-23-022535) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0001493152-23-024592), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 11, 2019 | Form NT 10-Q filed 2019-02-11 (accession 0001672571-19-000001) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-26 (accession 0001672571-19-000002), 12 days after the 2019-02-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2018 | Form NT 10-Q filed 2018-11-13 (accession 0001672571-18-000008) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-21 (accession 0001672571-18-000009), 7 days after the 2018-11-14 filing d… | view ↗ |
Related on AAQL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.