AAME Risk Flags
Consolidated view of every risk_flag row AAMEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001140361-23-015745) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-06-30 (accession 0001140361-23-032391), 91 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001140361-26-012660) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · May 22, 2023 | Form NT 10-Q filed 2023-05-22 (accession 0001140361-23-025901) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-30 (accession 0001140361-23-032398), 46 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jun 30, 1998 | Form NT 11-K filed 1998-06-30 (accession 0000008177-98-000014) notified the SEC of delayed 11-K filing for period ending 1997-12-31. Substantive filing landed 1998-07-15 (accession 0000008177-98-000018), 16 days after the 1998-06-29 filing … | view ↗ |
| Late Filing | medium | NT 11-K · Jul 1, 1996 | Form NT 11-K filed 1996-07-01 (accession 0000008177-96-000011) notified the SEC of delayed 11-K filing for period ending 1995-12-31. Substantive filing landed 1996-07-17 (accession 0000008177-96-000013), 19 days after the 1996-06-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Jun 30, 2023 | PCAOB-tagged auditor in 10-K filed 2023-06-30 (accession 0001140361-23-032391) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-03-25 (accession 0001140361-22-011156) was 'Dixon Hughes Goodman, LLP' (PCAOB Firm ID: 57). | view ↗ |
Related on AAME
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.