DREDGECAP
NASDAQ·Finance Services

SOFISoFi Technologies, Inc.

SoFi Technologies, Inc. (SOFI) has delisting / deregistration notice and delinquent SEC filing flags.

Last filing: 10-Q·May 7, 2026EDGAR ↗
SOFI Overview
8-KJanuary 9, 20261/9/26

SOFI8-K Filing

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SOFI 8-K Summary

On January 9, 2026, Sofi Technologies, Inc. filed an 8-K disclosing Departure / Election of Directors or Officers (Item 5.02). Primary disclosure: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.SoFi Technologies, Inc.

8-K Items Disclosed

Item 5.02Departure / Election of Directors or Officers
Officer or director change — appointment, resignation, retirement, or termination, plus compensation arrangements.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.SoFi Technologies, Inc. (the "Company") previously announced that Stephen Simcock retired from his position as the Company's General Counsel, effective December 31, 2025. The Company and Mr. Simcock have mutually agreed that Mr. Simcock will serve as an advisor to the Company from January 5, 2026 through December 31, 2026, in order to provide transitional services in exchange for (i) a monthly fee of $83,333.33 and (ii) Company-paid COBRA subsidies. In connection therewith, the Company and Mr.
Structured financials are not available for this filing. View the original on SEC EDGAR for details.
Current DredgeCap Risk Profile
5.2/10
ELEVATED RISK
Dilution Risk
ELEVATED6.5/10
Liquidity Risk
MODERATE3.5/10
Debt Toxicity
MODERATE3.8/10
Profitability Risk
ELEVATED5.5/10
Going Concern✓ Not flagged
The risk profile above reflects the latest cached DredgeCap analysis for SOFI. For the full filing-by-filing analyst report (red flags, primary risk driver, what moves the stock), open SOFI's company page.

What is a 8-K?

A current report disclosing a material event that occurred between regular reporting periods. Companies are required to file an 8-K within four business days of certain events including earnings releases, executive changes, acquisitions, debt obligations, restructurings, and material agreements. Each 8-K specifies one or more 'Items' identifying which event triggered the filing.

More on SOFI

Dilution Analysis
Debt Structure
Going Concern
Full Financials
Form-type explainers and 8-K item descriptions are derived from SEC documentation. Financial values are extracted from SEC-tagged XBRL — see the "Source filings" list above each table for direct EDGAR links to every cited filing. This page does not constitute investment advice. Always consult the original filing on SEC EDGAR for authoritative content, and consult a licensed financial advisor for investment decisions.