Robinhood Markets, Inc. is a financial services company operating a retail brokerage platform under the HOOD ticker on the Nasdaq, offering commission-free trading in equities, options, and cryptocurrencies, as well as cash management, credit card, and retirement products. The company operates through broker-dealer subsidiaries including Robinhood Securities, LLC (RHS) and Robinhood Financial, LLC (RHF), as well as TradePMR, and is subject to regulation by the SEC, FINRA, and state and foreign regulatory bodies. Headquartered in Menlo Park, California, Robinhood has expanded internationally including into the U.K., EU, and Singapore.

What is HOOD's DredgeCap risk score?

DredgeCap's AI analysis rates HOOD at 3.5/10 on the risk scale — Low risk. This score reflects dilution exposure, debt toxicity, liquidity position, and going-concern posture as disclosed in SEC filings.

Does HOOD have a going concern warning?

No current auditor going-concern warning is flagged in HOOD's SEC filings. Risk assessment is based on other filing-disclosed factors.

When did HOOD last file with the SEC?

HOOD's most recent SEC filing was a 10-K filed 2026-02-18. All filings are available on SEC EDGAR.

← HOOD Overview

8-KMay 8, 2026

HOOD — 8-K Filing

Track HOOD for Alerts

8-K Items Disclosed

Item 5.02 — Departure / Election of Directors or Officers

Officer or director change — appointment, resignation, retirement, or termination, plus compensation arrangements.

HOOD Filing Excerpt

hood-20260507UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549 FORM 8-KCURRENT REPORTPursuant to Section 13 or 15(d) of theSecurities Exchange Act of 1934Date of Report (Date of earliest event reported): May 7, 2026Robinhood Markets, Inc.(Exact name of registrant as specified in its charter) Delaware 001-40691 46-4364776 (State or other jurisdictionof incorporation) (CommissionFile Number) (IRS EmployerIdentification No.) 85 Willow RoadMenlo Park, CA 94025(Address of principal executive offices) (Zip Code)(844) 428-5411(Registrant’s telephone number, including area code)Not Applicable(Former name or former address, if changed since last report)Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the…

Current DredgeCap Risk Profile

Risk Score

3.5/10

MODERATE

Dilution

3.0

Debt Toxicity

2.5

Going Concern

✓ Not flagged

The risk profile above reflects the latest cached DredgeCap analysis for HOOD. For the full filing-by-filing analyst report (red flags, primary risk driver, what moves the stock), open HOOD's company page.

What is a 8-K?

A current report disclosing a material event that occurred between regular reporting periods. Companies are required to file an 8-K within four business days of certain events including earnings releases, executive changes, acquisitions, debt obligations, restructurings, and material agreements. Each 8-K specifies one or more 'Items' identifying which event triggered the filing.

More on HOOD

The plain-language summary above is composed mechanically from the filing's reported numbers — no analysis or opinion. Form-type explainers and 8-K item descriptions are derived from SEC documentation. This page does not constitute investment advice. Always consult the original filing on SEC EDGAR for authoritative content, and consult a licensed financial advisor for investment decisions.