. The legal proceedings described in Note 7 – “Contingencies”, including those described under “COVID-19 Matters,” are shown in Exhibit 13 and are incorporated by reference into this Form 10-K. Additionally, SEC rules require disclosure of certain environmental matters when a governmental authority is a party to the proceedings and such proceedings involve potential monetary sanctions that we believe will exceed $1 million for such proceedings.As previously disclosed, Princess Cruises entered into a plea agreement in December 2016 with the U.S. Department of Justice with respect to violations of federal laws related to illegal discharges of oily bilge water for incidents occurring in 2013 and prior, which resulted in a five-year term of probation that started in 2017 and the adoption of a court-supervised environmental compliance plan. On November 23, 2021, a petition for revocation of probation was filed by the U.S. Probation Officer, alleging a violation of probation. On January 7, 2022, the court approved a settlement pursuant to which Princess Cruises pled guilty to a violation of a condition of probation, agreed to take additional actions to enhance Carnival Corporation & plc’s environmental compliance program and pay a $1 million criminal penalty.35Item 4. Mine Safety Disclosures. None. PART IIItem 5. Market for Registrants’ Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.A. Market InformationThe information required by Item 201(a) of Regulation S-K, Market Information, is shown in Exhibit 13 and is incorporated by reference into this Form 10-K.B. HoldersThe information required by Item 201(b) of Regulation S-K, Holders, is shown in Exhibit 13 and is incorporated by reference into this Form 10-K.C. DividendsOn March 30, 2020, we suspended the payment of dividends on the common stock of Carnival Corporation and the ordinary shares of Carnival plc.D. Securities Authorized for Issuance under Equity Compensation PlansThe information required by Item 201(d) of Regulation S-K is incorporated by reference to
← CCL OverviewMost recent disclosure: 10-K filed 2022-01-27
CCL Legal Proceedings
Full litigation history for CARNIVAL CORP (CCL) — every legal proceeding disclosed in SEC filings plus matched federal-court dockets. 1 distinct proceeding surfaced across 10 reviewed periodic filings. Each excerpt below is quoted verbatim from the source — DredgeCap does not paraphrase or characterize.
Other1
Disclosed in SEC Filings (1)
Disclosure: Legal proceedings described above may contain allegations that have not been proven. Filings often disclose claims that are later dismissed, settled, or resolved without admission of wrongdoing. DredgeCap surfaces CCL’s own disclosure language and matched public court records for investor-risk research only — no paraphrasing, no AI summarization, no implied severity. This is not legal advice or investment advice. Coverage notes: Coverage reflects only filings cached by DredgeCap; older filings or those not yet ingested may not appear. Disclosures may contain allegations that were subsequently dismissed, settled, or resolved without admission of wrongdoing.