Alibaba Group Holding Limited is a Chinese multinational technology conglomerate incorporated in the Cayman Islands and headquartered in Hangzhou, China, operating primarily through e-commerce platforms (Taobao, Tmall, and international commerce), cloud computing (Alibaba Cloud), digital media, entertainment, and logistics services. The company's American Depositary Shares are listed on the NYSE under ticker BABA, and its ordinary shares are listed on the Hong Kong Stock Exchange. Alibaba reports on a fiscal year ending March 31 and files annual reports with the SEC on Form 20-F as a foreign private issuer.

What is BABA's DredgeCap risk score?

DredgeCap's AI analysis rates BABA at 3.2/10 on the risk scale — Low risk. This score reflects dilution exposure, debt toxicity, liquidity position, and going-concern posture as disclosed in SEC filings.

Does BABA have a going concern warning?

No current auditor going-concern warning is flagged in BABA's SEC filings. Risk assessment is based on other filing-disclosed factors.

When did BABA last file with the SEC?

BABA's most recent SEC filing was a 6-K filed 2026-03-19. All filings are available on SEC EDGAR.

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6-KMay 6, 2026

BABA — 6-K Filing

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BABA Filing Excerpt

6-K 1 tm2613725d1_6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 May 6, 2026 Commission File Number: 001-36614 Alibaba Group Holding Limited (Registrant’s name) 26/F Tower One, Times Square 1 Matheson Street Causeway Bay Hong Kong S.A.R. People’s Republic of China (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F x Form 40-F o EXPLANATORY NOTE As an issuer listed on the Hong Kong Stock Exchange, we are required to submit with The Stock Exchange of Hong Kong Limited a monthly return form in relation to the movements in our authorized share capital and issued shares (the “Monthly Return”) pursuant to Rule 13.25B of the Hong Kong Listing Rules. We are furnishing our Monthly Return in respect of April 2026 as Exhibit 99.1 of this Current Report on Form 6-K. 2 EXHIBITS Exhibit 99.1 – Monthly Return with The Stock Exchange of Hong Kong Limited – Monthly Return for Equity Issuer and Hong Kong Depositary Receipts…

Current DredgeCap Risk Profile

Risk Score

3.2/10

MODERATE

Dilution

3.0

Debt Toxicity

3.5

Going Concern

✓ Not flagged

The risk profile above reflects the latest cached DredgeCap analysis for BABA. For the full filing-by-filing analyst report (red flags, primary risk driver, what moves the stock), open BABA's company page.

What is a 6-K?

A report furnished by foreign private issuers covering interim disclosures (press releases, financial summaries, material announcements) that the company makes publicly available outside the US. Less rigorous than 10-Q/10-K equivalents — 6-Ks are "furnished" rather than "filed," and the company is not subject to the same liability provisions as for filed reports.

More on BABA

The plain-language summary above is composed mechanically from the filing's reported numbers — no analysis or opinion. Form-type explainers and 8-K item descriptions are derived from SEC documentation. This page does not constitute investment advice. Always consult the original filing on SEC EDGAR for authoritative content, and consult a licensed financial advisor for investment decisions.